Deal Size: $5 million to $500 million

 

Criteria:

• Growth-oriented public companies listed on NYSE, NASDAQ or on any national exchange. One of the fund also invests in companies, to a lesser extent, other major global exchanges
• Market capitalization of at least $15 million.
• Strong management team.
• Any industry.

Investors:

•  Well known  institutional investors.
• Up to $1.5 Billion committed capital in theis funds.
•  Will co-invest, but typically like to lead deals.

Timing:

•  Transactions typically funded within 20 business days after term sheet acceptance. 

Areas of Specialization:

• Growth Capital/Recapitalizations
• Acquisition financing
• Restructuring existing private placements 

Types of Investments Arranged:

 

Various types of equity instruments with price mechanisms tailored to meet the particular company’s needs, including:

• Common Stock  
• Convertible Preferred Stock
• Convertible Debt 
• Equity Lines of Credit 
• Sales of restricted and/or insider shares
• International Dual Listed Companies and ADRs
• 144A Transactions  

Registration Requirements:

 

Generally, within 60 to 120 days following closing.