Tech Strategies LLC

Types of Equity Investments (PIPEs)

Private Investment in Public Equities (PIPEs)
Types of Equity Investments (PIPEs)
Convertible Debenture Example
Equity Line of Credit
Structuring a PIPE Transaction for Your Company
Reverse Mergers
The Institutional Investors
Our Team
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Deal Size: $5 million to $500 million



  • Growth-oriented public companies listed on NYSE, NASDAQ or on any national exchange. One of the fund also invests in companies, to a lesser extent, other major global exchanges
  • Market capitalization of at least $15 million.
  • Strong management team.
  • Any industry.


  •  Well known  institutional investors.
  • Up to $1.5 Billion committed capital in theis funds.
  •  Will co-invest, but typically like to lead deals.


  •  Transactions typically funded within 20 business days after term sheet acceptance. 

Areas of Specialization:

  • Growth Capital/Recapitalizations
  • Acquisition financing
  • Restructuring existing private placements 

Types of Investments Arranged:


Various types of equity instruments with price mechanisms tailored to meet the particular company’s needs, including:

Registration Requirements:


Generally, within 60 to 120 days following closing.


Tech Strategies LLC 113 Country Way Needham, MA 02492 781-444-8233